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Securities, Litigation, Arbitration, Mediation & Regulatory Matters

Galbut & Galbut has extensive experience in the securities law field.

The Galbut & Galbut securities team has a wealth of experience with securities law claims of all types, including actions before FINRA (the self regulatory organization for stock-brokers and broker-dealers), the United States District Court for the District of Arizona, the Maricopa County Superior Court, the American Arbitration Association, the Arizona Securities Division, and in the context of SEC enforcement proceedings.

Over its long history in the securities arena, business litigation attorneys in Phoenix at Galbut & Galbut have gained experience through the representation of varied clients, from national institutions to individual investors. Galbut & Galbut has represented national broker dealers, investment banks, and mortgage brokers (such as Merrill Lynch, Alex Brown, JP Morgan, and Deutsche Bank) in all aspects of their business, including disputes with their employees and customers and the defense of class action lawsuits. The firm’s Phoenix business lawyers have experience at the highest level of this type of representation, having represented a national brokerage firm and underwriter in a case involving claims in excess of one billion dollars.

The Phoenix business litigation law firm has also represented individual stock brokers in connection with their business disputes, the departure from their firms, and insurance claims relating to trade errors.

The firm’s representation of individuals routinely involves claims in excess of one million dollars, including claims against brokerage firms, unlicensed securities broker-dealers and sales representatives, and investment managers and advisors based on churning of stock brokerage accounts, unauthorized trading, unsuitable investments, negligent portfolio management, lack of supervision, and other state, federal, common law, and regulatory violations. Galbut & Galbut’s Phoenix business attorneys are knowledgeable regarding securities fraud under Arizona and federal anti-fraud provisions, the Arizona Investment Management Act, and Section 10(b) and Rule 10(b)(5) of the Securities and Exchange Act of 1934, and have obtained multi-million dollar judgments for its clients.

The business law firm in Phoenix also has represented numerous investors who have become ensnared in Ponzi schemes. Galbut & Galbut is adept at recovering investments through the diligent pursuit of the Ponzi scheme promoters, participants, and any aiders and abettors. Galbut & Galbut has the resources and experience to represent any investor or customer who has been improperly damaged in their investments.

When required, the firm has relationships with securities law experts who can assist in the development of damage analysis and testify concerning the standard of care of stockbrokers and brokerage firms in any particular situation.

Martin Galbut is a nationally recognized securities attorney.

Martin Galbut, the head of Galbut & Galbut’s securities team, is nationally recognized by his peers and clients for his securities litigation work. He has been designated by Best Lawyers in America, the Phoenix Business Journal, Southwest Super Lawyers, and other peer reviews for his representation of clients in complex securities law matters. Mr. Galbut has lectured extensively on securities laws, and arbitration and mediation of securities cases.

In addition to representing clients, Mr. Galbut is available to serve as an arbitrator or mediator in securities law cases. Martin Galbut has previously served as an arbitrator for the NASD and FINRA.

Contact Galbut & Galbut for help with your securities and investments today and legal representation.

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